law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that provides services within the scope approved for
include a financial institution under other law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s
register with the EU audit regulators, thus facilitating foreign listings in the EU and reducing costs for Thai companies. G loba l accep t ance 13 In de pe nd en t Au di t In sp ec ti on A ct iv it ie s Re
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of
THB 28.7 million or 53.1% when compared to the year 2016, by reducing Non-performing debt management amount of THB 27.7 million and reducing Collection Service amount of THB 1.0 million, the company has
obtain the approval for the entering into such transaction with the votes 3 of not less than three-fourths of the total votes of the shareholders attending the meeting and entitled to vote which the votes
instruments for competent businesses. Notably, the Emergency Decree also aims to protect investors by facilitating more precise and adequate disclosure of information for investment decision making, reducing
seriously come into question, especially when it involves those with high-level positions. The SEC, then, prefers that audit firms limit their risk exposures by progressively reducing the extent of personal