Qualifications Main duties of a Trust Settlor/Trust Manager Qualification s Being an asset management company or a non-asset management company No records of infringements or negligence of material issues
to other operator ( s ). Audit Committees of Securities Companies Securities companies with custody services for clients' assets: an audit committee with a minimum of two members is
between two financial markets. The HK-TH MRF marks an important milestone in the bilateral cooperation between Hong Kong SAR and Thailand, following the Memorandum of Understanding on Strengthening Economic
offered and deepening the mutual access between two financial markets. The HK-TH MRF marks an important milestone in the bilateral cooperation between Hong Kong SAR and Thailand, following the Memorandum of
auditors who wish to be approved from the SEC shall file the application form together with supporting documents as per checklists to the SEC. In considering the application, the SEC has two approval systems
and Related Entities > Secondary Market/Securities Registrar Regulations SHARE : Detail Content S econdary Markets / Securities Registrar Secondary markets Securities registrar Related rules
A s tender offer preparer Jointly with the tender offerors, preparing a tender offer and related documents as required. Studying the information of the tender offerors and other relevant information