service under this Ministerial Regulation, the competent officer shall, upon the applicant’s consent, enter into the applicant’s place of business or premises or any place necessary for inspecting the
of private fund management under this Ministerial Regulation, the competent officer shall, upon the applicant’s consent, enter into the applicant’s place of business or premises or any place necessary
for securities business license in the category of mutual fund management under this Ministerial Regulation, the competent officer shall, upon the applicant’s consent, enter into the applicant’s place
Ministerial Regulation, the competent officer shall, upon the applicant’s consent, enter into the applicant’s place of business or premises or any place necessary for inspecting the applicant’s financial
such a way that obstructs securities trading of other persons, which causes other persons to place a trading order at a higher or lower price than it should have been. 1. Trading of securities for
mandatory. Securities companies without custody services for clients' assets: arrangements for any mechanisms or undertakings in place of the tasks of an audit committee. Qualifications of Audit Committees
and Regulations Related forms Secondary Markets Secondary markets or markets for trading of securities and derivatives mean acting as a market or trading center, which in brief means a place where
> Regulations > Fundraising > Debt Instrument > Debentures or Bill of Exchange Regulations SHARE : Detail Content Debt Securities Plain Bonds or Bills Private Place ments to Limited Number of