35-E2) Letter of Request for Checking the Qualifications of Director and Executive (Inspection of the director and executive's qualification on the individual's request) (Form 35-E3) Letter to Notify
+ X2 + X3 + X4 + X5 ) Y1 19.1.3 Actions required upon the specified causes for the dissolution of funds: (1) Cease to accept purchase or redemption orders; (2) Notify the unitholders and the
+ X2 + X3 + X4 + X5 ) Y1 19.1.3 Actions required upon the specified causes for the dissolution of funds: (1) Cease to accept purchase or redemption orders; (2) Notify the unitholders and the
of new members or any changes to the membership register, the associations shall notify the SEC within the specified period. The associations shall prepare a balance sheet once in every twelve-month
9587 Fax. +66 2695 9793 e-mail : oca@sec.or.th 3. Approval Process The SEC will notify the applicant within a reasonable time period whether the application form and supporting documents
than one year. In the case of no relaxation of holding more than one-third of investment units, the mutual fund management company shall: (1) Notify the unitholder registrar to acknowledge the
than one year. In the case of no relaxation of holding more than one-third of investment units, the mutual fund management company shall: (1) Notify the unitholder registrar to acknowledge the
9587 Fax. +66 2695 9793 e-mail : oca@sec.or.th 3. Approval Process The SEC will notify the applicant within a reasonable time period whether the application form and supporting documents are
, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC will notify the results within 90 days after receiving the application and a
than the ceiling rate for < 5%, the company shall notify the unitholders at least 60 days in advance of the collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co