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activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
) Fully Implemented, (2) Broadly Implemented, (3) Partly Implemented, and (4) Not Implemented. Most jurisdictions accept assessment grade of Broadly Implemented or above. FSAP Results The SEC has been
-Pacific Regional Committee (APRC). The SEC has also participated in several IOSCO’s working groups. The SEC was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance
We Regulate SEC Working https://www.sec.or.th/EN/Pages/AboutUs/TheFoundationoftheSEC.aspx
) TheFoundationoftheSEC . 2546 (2003), the Trust for Transactions in Capital Market B.E. 2550 (2007), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively. Our Roles How We Regulate SEC Working