be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ; the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market
which possessed by BX to other digital wallets that did not for holding customers’ digital assets . Such action causes damage to other persons. This http://market.sec.or.th/public/idisc/en/Enforce
system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code http://market.sec.or.th
&start=30&rows=10 31 - 39 of 39 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 21/2022 Dated 07/12/2022 stations were not provided a warning statement about the risks
the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets with digital asset http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No
the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets with digital asset http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 3/2021 Dated 21/12
using material information which has not yet been http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Mrs. Usuma Sarapoonsup Mrs. Usuma Sarapoonsup rendered assistance to Mr
material information which has not yet been http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Mrs. Usuma Sarapoonsup Mrs. Usuma Sarapoonsup rendered assistance to Mr. Eakarat