the untrustworthy characteristics. 4. In case of foreign companies, 4.1 Offering of the bonds is legally made under the foreign laws and regulations. 4.2 Representative is appointed in Thailand
of Thailand. Clause 2 Undertaking of inter-dealer brokerage shall be classified as securities business within the definition of securities business under Section 4(7) of the Securities and Exchange
Thailand for not protecting the rights of shareholders, treating shareholders unfairly or failing to disclose complete and accurate information. 2. Normal track case for cases which are not fast track
with the sample form provided by the SEC. = 30 days if the terms and conditions are different from the sample form provided by the SEC. Consideration = 14 days Normal track: Observation and
Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
contract in a different manner from their normal practice while know or possessing inside information (Section 244) (1) Holder of securities exceeding five percent of the securities issuing company's
securities are publicly offered in Thailand market must be approved by the SEC. Therefore, the SEC hereby issues the regulations on approval of foreign auditors in the Capital Market as follows; Foreign