of digital asset businesses, the Minister of Finance upon recommendation of the SEC is empowered to specify other types of digital asset businesses to be regulated under the Emergency Decree. • In

violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction

the characteristics specified in the governing rules. For example: - The Hong Kong Covered Management Company is regulated by the Securities and Futures Commission of Hong Kong (SFC), which is the home

(“Comply or Explain” basis) on its company’s website and in its annual reports (if any). Institutional Investors who are regulated by the SEC, such as Asset Managers, are required to notify the SEC

Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the

and selling investment products through different channels. • Check and keep transaction records to confirm they are accurate and genuine. • Use a licensed/regulated financial service provider

opportunity for such a debtor’s business to return to normal operation more expeditiously. KBank has studied and analyzed the impact of this new law, and has proposed recommendations as well as having conducted

the prior year of 24.67 million baht or 21.15%. From the recording normal provision expenses was 52.00 million baht and provided general reserve 40.00 million baht. For the overall performance of 2018

same period of the prior year of 27.12 million baht or 18.86%. From the recording normal provision expenses was 56.67 million baht and provided general reserve 60.00 million baht. For the overall

prior year of 27.12 million baht or 18.86%. From the recording normal provision expenses was 56.67 million baht and provided general reserve 60.00 million baht. For the overall performance of 2017, the