Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
contract in a different manner from their normal practice while know or possessing inside information (Section 244) (1) Holder of securities exceeding five percent of the securities issuing company's
establishment of mutual fund (1) Applying for normal approval The mutual fund management company shall submit an application for approval of the establishment of a mutual fund together with all required
instance, securities intermediaries, asset management companies, investment consultants and derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For
counterparty or providing the system or facilitating a person who wishes to trade or exchange digital assets to be able to enter into an agreement or match the order, in the normal course of business, excluding
3 “Fundraising in a digital age: เทรนด์การระดมทุนหลัง COVID-19" SEC FinTech Virtual Seminar 2020 ตอนที่ 4 “New normal ปรับไลฟ์สไตล์ภายหลังวิกฤต COVID-19" Infographic (คลิกที่ภาพเพื่อชมภาพขนาด