information to restructure the contribution in such conditions as may be beneficial to the executives. The purchase date must be clearly specified in order to avoid any doubt whether internal information is
fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or there are adequate measures to manage conflicts of interest; There is no reason to doubt
years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important information which might affect the qualifications of the company is concealed
/ disclosure while possessing inside information Presumtion on persons, who trade securities or enter into a derivatives contract in a different manner from their normal practice while know or possessing
/ disclosure while possessing inside information Presumtion on persons, who trade securities or enter into a derivatives contract in a different manner from their normal practice while know or possessing
SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
assets to be able to enter into an agreement or match the order, in the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. Digital asset
assets to be able to enter into an agreement or match the order, in the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. Digital asset
-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As of October 2020) Related Rules and Regulations Inbound