> Management of Mutual Fund > Fund managers Regulations SHARE : Detail Content Management of Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a
> Management of Mutual Fund > Fund managers Regulations SHARE : Detail Content Management of Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a
management company may request a relaxation on the following matters: (1) Appointment of fund managers as approved by the SEC. (2) Preparation of and submission to the SEC a report on fund managers' starting
management company may request a relaxation on the following matters: (1) Appointment of fund managers as approved by the SEC. (2) Preparation of and submission to the SEC a report on fund managers' starting
Regulation. Clause 2 Securities company or organization relating to securities business intending to establish limited company or public limited company to undertake securities finance business shall file an
to undertake securities finance business shall be specified in this Ministerial Regulation. Clause 2 Securities company or organization relating to securities business intending to establish limited
investment decision of the public, appraisal requires a knowledgeable, capable and responsible person to perform. The SEC have stipulated the undertaking of the asset appraisal by an appraisal company whose
Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of the SEC. The SET's Board of Directors (SET Board) consists of not more than five persons appointed by the
Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of the SEC. The SET's Board of Directors (SET Board) consists of not more than five persons appointed by the
independent from sellers (sponsors) of the property to the REIT. ** Except for RM being an asset management company and having no interests with the sponsors, participation of FA in filing of the application