Mr. Porameth Rungrongtanin On November 16, 2018 Mr. Porameth Rungrongtanin acquired Digital Tech Planet Public Company Limited (DIGI) shares in the amount of 338,556,100 shares which equaled to 21.42
Successmore Being Public Company Limited Successmore Being Public Company Limited (“SCM”), failed to comply with the rules, conditions and procedures as specified in the notification of the Capital
in accordance with duties required to be performed. SEC Act S.35 Settlement Committee Meeting No. 6/2023 Settlement Committee Order No. 60/2023 Dated 21/06/2023
Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock
newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement
instruction which is duly required to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Settlement Committee Meeting No. 8/2023 Settlement Committee Order No. 71/2023 Dated 21/09/2023
voting rights of NPP within the period specified in the notification of the Capital Market Supervisory Board for 6 times. He later filed the accurate reports (Form 246-2) to the SEC Office on 8 August
inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 17/2020 Dated 20/05/2020
Office between 10 July 2019 to 11 June 2022 which is the period specified in the notification of the SEC. However, the report on the results of the Exercise of warrant was later filed with the SEC Office