ตามเกณฑ์ที่ปรับปรุงใหม่สรุปได้ดังนี้: ธุรกรรม Company limit กรณี ไม่มี ข้อกำหนดเรื่อง Net exposure Company limit กรณี มี ข้อกำหนดเรื่อง Net exposure ( - คิด company limit ที่บริษัท ( 101 ล้านบาท - ไม่
the electronic data interchange provided by the SEC Office for filing reports of securities company to the SEC Office. Clause 3. A securities company shall calculate net liquid capital in Form Bor.Lor
securities having characteristics similar to units as specified by the Securities and Exchange Commission. Clause 3 A securities company shall maintain its net capital not less than 15 million baht and [net
(2003) . Clause 3 Maintenance of the net capital by a securities company shall be in accordance with the criteria as follows: (1) securities company shall maintain the net capital at the end of any
investors ” “ high net worth investors ” “ registration statement ” “ parent company ” “ subsidiary company ” “ executive ” “ major shareholde r ” and “ controlling person ” shall have the same meaning as
share 10.2.1 Profit (Loss) before extraordinary items 10.2.2 Extraordinary items 10.2.3 Net income (loss) The ………………………… securities company limited Cash flow statement For month/year ending
company selects the total net balance at the end of present working day as a base, the securities company shall continually use such method for calculation at all times, except in case of necessity where
company and the client who borrows such securities. In cases where the securities company uses the total net balance at the end of the present working day for calculation, the securities company shall
of whatever name excluding bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender or purchaser, representing the right of the holder of
and Exchange Commission No. SorKhor/Nor. 37/2550 Re: Relaxation on Calculation and Announcement of Net Asset Value of Mutual Funds Investing in Equity Instruments Issued by PTT Public Company Limited By