SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
disposition/ net profit of the listed company N/A 3 Consideration paid basis Proportionally of paid amount or acquired amount/ total assets of the listed company 14,000*100/605,613 2.31 percent 4 Issuance of
global investors to reallocate assets away from emerging markets. In Thailand, foreign investors adjusted their portfolios downwards with total net selling of 35 billion baht over the first three quarters
in refusing to accept assets or other kinds of benefits from any persons involved in the operation of the SEC to prevent obstruction of duty performance. The violation of such rule is not only deemed
Note: Summary of market data in 2007: ë SET Index increased 26 percent from December 29, 2006 ë Average daily trading value of B17.1bn, compared to B16.28bn in 2006 ë Local retail investors net sell
Supervising Those who are in Contact with Investors ■ Promotion of Good Corporate Governance ■ Development of Legal Framework to Afford Better Protection for Clients’ Assets and Provide Mechanism for Investors
. While net selling volume of foreign investors was recorded at 24,609 million baht, net buying volume in 2003 of domestic institutional investors and retail investors were 19,573 million baht and 5,036
depository, as the case may be; (2) the power to direct or control acquisition, sale, or creation of encumbrances on shares; “assets received from or possessed for a member” means (1) assets that a securities
established entities to oversee state-owned enterprises (SOEs) (for example, Temasek Holdings in Singapore, Khazanah Nasional in Malaysia, and the State-owned Assets Supervision and Administration Commission of
a majority position, and another 12 in which it is a minority shareholder. The 58 SOEs have over 250,000 employees, assets of 6 trillion THB, revenue of 2.7 trillion THB, dominate key sectors