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เลขาธิการ สำนักงาน ก.ล.ต. Ms. Gita Sabharwal, UN Resident Coordinator, Thailand ช่วงสัมมนา Session ที่ 1: Stewardship: Voting and Engagement Practices Fundamentals & Best Practice for Effective Stewardship
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
Securities Companies Net Capital Rule (NCR) Outsourcing Activities Note: * General functions include; for example; risk management, inspection and internal control, compliance, etc. **Central
, Australia, Japan, the Republic of Korea, New Zealand and Thailand. The MOC came into effect on 30 June 2016 and implemented in 2018. Please click here for the MOC and its Annexes. For further detail about
at large in Thailand. The infrastructure entity under IFF shall not sell products/services more than one-third of its maximum capacity to an individual client, or to a group of associated persons
at large in Thailand. The infrastructure entity under IFF shall not sell products/services more than one-third of its maximum capacity to an individual client, or to a group of associated persons
the SEC. 4.2 As for a country fund which is a mutual fund that offers all investment units for sale to investors who are not domiciled in Thailand, the mutual fund management company may prepare the
the SEC. 4.2 As for a country fund which is a mutual fund that offers all investment units for sale to investors who are not domiciled in Thailand, the mutual fund management company may prepare the