restricted to offer investment units for sale specifically to institutional investors , ultra-high net worth investors , high net worth investors and big retail investors ; “ accredited investor fund ” means a
__________________________________________________ _____________________________________________________________________ 6. I/We affirm that the units of the NRI CIS will be offered entirely to non-retail investors, including institutional, high net
Commission Notification of the Securities and Exchange Commission No. SorThor. 23/2549 Re: Calculation and Report of Net Liquid Capital Calculation _____________ By virtue of Section 109 of the Securities and
securities dealing under foreign law; (5) “ retail client ” means a client who is not an institutional investor or a high net worth investor; (6) “ institutional investor ” means an institutional investor as
Thailand Name of foreign collective investment scheme (CIS): Type of arrangement: ( ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ( ASEAN Collective Investment scheme for retail
investment scheme offered in Thailand Name of foreign collective investment scheme (CIS): Type of arrangement: ( ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ( ASEAN Collective
------------------------------ The Securities and Exchange Commission Notification of the Securities and Exchange Commission No. SorThor. 24/2550 Re: Calculation and Report of Net Liquid Capital Calculation (No. 2) _____________ By
สำคัญ 2. ขอบเขตการใช้บังคับ กองทุนรวมเพื่อผู้ลงทุนทั่วไป (retail MF) กองทุนรวมเพื่อผู้ลงทุนที่มิใช่รายย่อย (AI fund) กองทุนรวมเพื่อผู้ลงทุนสถาบัน (non-retail fund) และกองทุนรวมเพื่อผู้ลงทุนสถาบันหรือผู้
is strictly for reference. 5 Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and
) investment units of a mutual fund offered for sale to non-retail investors in accordance with the Notification of the Capital Market Supervisory Board Re: Rules, Conditions and Procedures for Establishment