conflicts of interest that may arise additionally.The proposed amendment contains several key points of change, including (1) determination of additional related persons in considering appointment of asset
, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading. The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and
make them realize any risks that may arise to personal data and properly proceed with risk prevention in time.” _____________________________
any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for
. If issues arise, investors should be able to seek remedies and solutions from protection mechanism, depending on the types of risks and the types of products and their providers. Effective investor
. Hence, if the public sector did not come in to regulate, it would be possible for frauds, scams or unfair activities to arise and consequently damage the trading confidence and investors themselves
new businesses in the capital market that will arise from further research, including those that will use technology as a driving force. Interested parties can watch the video of the SEC Capital
security of payment systems. As most digital assets are developed using public decentralized technology (public blockchain), they are unregulated and not subjected to safety standards. If problems arise