severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the

the SEC within 30 days .  In case the operator ( a )  fails to submit such plan ( b )  fails to operate in accordance with the plan ( c )  experiences negative NCs for 5 consecutive days, or ( d

auditors cannot maintain their qualifications, or b. foreign auditors violate the professional code of ethics or international auditing standards, and  the violations lead to negative effect to the overall

violate the professional code of ethics or international auditing standards, and  the violations lead to negative effect to the overall reliability of the Thai Capital Market. Normal 1. Qualification of