severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the
instance, securities intermediaries, asset management companies, investment consultants and derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For
the SEC within 30 days . In case the operator ( a ) fails to submit such plan ( b ) fails to operate in accordance with the plan ( c ) experiences negative NCs for 5 consecutive days, or ( d
potential negative impacts on the environment and society. (Thai businesses participating in the programme include Thai Life Assurance Plc. and Tisco Bank Plc. Investor PRI (Principles for Responsible
, a committed criminal offence has a costly negative impact on the public confidence in the capital market. The SEC therefore gives a greater emphasis on proactive prevention by formulating regulations
• Stable >> มุมมองคงที่ >>เรทติ้งอาจไม่เปลี่ยนแปลง • Negative >> มุมมองเป็นลบ >>เรทติ้งอาจปรับลง • Developing >> มุมมองไม่แน่นอน >> เรทติ้งอาจปรับในทิศทางใดก็ได้ ตัวอย่าง - ทริสเรทติ้ง คงอันดับเรทติ้งองค์กร
against corruption Corruption is a global phenomenon, particularly in developing economies where a large, various number of factors are causative to corruption. Such negative environment is a serious