approval is refused, the applicant shall also be notified of the reasons therefor. SECTION 6.4 Where the signatures of the directors or registrar are required in securities certificates under this Act, the
reasons therefor. SECTION 6.4 Where the signatures of the directors or registrar are required in securities certificates under this Act, the Capital Market Supervisory Board may specify that such signatures
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
before offering the newly added investment policy to the PVD’s fund committees; 1.2 In case of establishing a new PVD, the AMC would be required to disclose the necessary information on the investment
system’s work Peopose to Modify to “specification” IT Club Approve with the comment of the company. o It should communicate emergency plan to concerned person acknowleged as necessary and preventing
, the SEC deems it necessary for the audit firms to be self-reliant, which always starts with an adequate supply of competent audit staff who possess thorough understanding of both accounting and auditing
quality personnel on audit quality, it becomes necessary for audit firms to maintain a robust system, ensuring that their staff at least meets the required levels of both competency and ethical standards
their resignation than what is usually required in the normal circumstances to allow the audit firms to take any necessary precautions to reduce the risk of impaired independence. Related parties From our
Committee or any other person entrusted by the Executive Committee to set out details, revise or take any arrangements necessary for and in connection with such matter on behalf of the Company until
necessary, the SEC Office upon approval of the SEC may revise or modify the operating plan; in such regard, the provision in the first paragraph shall be applicable, mutatis mutandis. The operating plan of