SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC has issued 11 notifications containing regulations for establishing and managing Thailand ESG Funds. They have been published in the Government Gazette since 1 December 2023, officially allowing asset management companies to launch the fund right away. Initially, the SEC has received 22 applications for Thailand ESG Funds establishment from 16 asset management companies. The Association of Investment Management Companies (AIMC)...
regards to the necessary information that must be provided by the social enterprises to the public for them to be able to decide to participate with the social enterprises or buy any shares thereof. For
56-1 One report, which will be effective on January 2022 onwards.“International and domestic research studies collectively pointed out that businesses with gender equality and women’s empowerment
domestic assets such as stocks or debt securities with environmental protection or sustainability themes.Dr. Kulaya Tantitemit, Comptroller-General and acting for Director-General of the Revenue Department
disclose such information in a video format to better respond to investors? changing behaviors and to ensure that investors would have necessary information for making investment decisions.According to the
to stimulate economy through domestic consumption. The SEC has considered it is appropriate to announce that 12 February and 24 September 2021 are special holidays for securities companies and
necessary to put in place an effective handling procedure. Each organization should establish a clear procedure and cyber threat handling guidelines. We hope this drill will be a beginning for capital market
regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this
. Additionally, the proposed revisions are expected to provide more flexibility for business operators and enhance cooperation and the exchange of information among relevant market participants both at domestic