specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a
as specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a
particulars which are material to the agreement. SECTION 134. In managing a private fund, the securities company shall provide a private fund manager with the approval of the Office in accordance with the rules
to provide assistance in gathering necessary information or evidence to determine whether there has been any violations of the law governing digital assets or other laws of similar nature of such
the power to provide assistance in gathering necessary information or evidence to determine whether there has been any violations of the law governing digital assets or other laws of similar nature of
. In cases where there is a reasonable cause, having taken into account the position and nature of work taken charge by the officers prior to termination of position or duty in the SEC Office, the SEC
position and nature of work taken charge by the officers prior to termination of position or duty in the SEC Office, the SEC shall have the power to prescribe regulation to apply Section 22/1 with such
positions of officers including retirement shall be in accordance with the regulation specified by the SEC. In case where there is reasonable cause, having taken into account of the position and nature of
against such obligation, the derivatives business operator shall provide collateral for the amount requested for set off to the administrator of the customer estate https://www.sec.or.th/TH/Documents
delegate its duty to other persons except where: (1) the trust instrument provides otherwise; (2) it is a transaction that is not personal in nature and needs no capability of trustee’s profession; (3) it is