terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed
terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed
Placement (PP) – in case of a non-listed company The nature of offers is one of the following: The value of offer is ≤ 20 million baht. There are ≤ 50 investors. Being an institutional investor. No need to
companies limited with the duty pursuant to section 56 of the Securities and Exchange Act. No approval or filing is required, but it must comply with the following conditions for approval: The nature of the
have done favours which clearly benefit the company, such as customer, supplier, etc. The process of allocation of shares to sponsors The board of directors specifies the nature of favours The board of
nature and in competition with the company and the subsidiary, or holding more than one percent of the voting shares, or being a managing director, employee, staff, advisor with a regular monthly salary
/RelatedPartyTransaction.aspx Thai DerivativeWarrant อำนาจลงนามรับรองความถูกต้องด้วยลายเซ็นอิเล็กทรอนิกส์ ( digital signature - “DS") ในระบบอิเล็กทรอนิกส์ โดยเมื่อลงนามด้วย DS พร้อมกดส่งข้อมูลแล้ว ไม่ต้องจัดส่งเอกสาร หลักฐาน
securities and whether they are offered privately or publicly. These are important factors to determine the level of impact: Type of securities Who offers the securities Nature of offers Regulations New
, derivatives clearing house, the association of derivatives business operators, persons who fail to pay the fees specified under the Derivatives Act, directors and executives of the juristic persons above (under
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons