Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
Placement (PP) – in case of a non-listed company The nature of offers is one of the following: The value of offer is ≤ 20 million baht. There are ≤ 50 investors. Being an institutional investor. No need to
companies limited with the duty pursuant to section 56 of the Securities and Exchange Act. No approval or filing is required, but it must comply with the following conditions for approval: The nature of the
have done favours which clearly benefit the company, such as customer, supplier, etc. The process of allocation of shares to sponsors The board of directors specifies the nature of favours The board of
nature and in competition with the company and the subsidiary, or holding more than one percent of the voting shares, or being a managing director, employee, staff, advisor with a regular monthly salary
past year, there is no record of being ordered to amend its financial statements or to explain or being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc
/RelatedPartyTransaction.aspx Thai DerivativeWarrant อำนาจลงนามรับรองความถูกต้องด้วยลายเซ็นอิเล็กทรอนิกส์ ( digital signature - “DS") ในระบบอิเล็กทรอนิกส์ โดยเมื่อลงนามด้วย DS พร้อมกดส่งข้อมูลแล้ว ไม่ต้องจัดส่งเอกสาร หลักฐาน
securities and whether they are offered privately or publicly. These are important factors to determine the level of impact: Type of securities Who offers the securities Nature of offers Regulations New
) Where the number of unitholders at the closing of the registrar is less than 35 and the mutual fund management company does not want to dissolve the fund, the company is allowed to amend the situation