Law on Derivatives ; (17) derivatives business operator under the Law on Agricultural Futures Trading; (18) international financial institution; (19) Deposit Protection Agency; (20) Stock Exchange of
securities brokering, dealing, underwriting, mutual fund management, private fund management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities
เอกสารแนบ 2 - ข่าว ก.ล.ต. ฉบับที่ 172/2557 แผนกลยุทธ์ ก.ล.ต. และโครงการสำคัญปี 2558 ก.ล.ต. ทบทวนแผนกลยุทธ์สำหรับปี 2558 โดยคำนึงถึงแนวโน้มโลกระยะยาวในช่วงทศวรรษต่อไป (global megatrend) ประกอบกับการ
of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is
of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is
businesses shall have the meaning as defined in the International Accounting Standard 24: Related Party Disclosures. Please provide the information of the ultimate shareholder of the Audit Firm. If the major
mutual fund management; “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; “Fund manager” means any natural
อังกฤษ สหรัฐอเมริกา ภาคผนวก 2 องค์การระหว่างประเทศ European Investment Bank (EIB) European for Reconstruction and Development (EBRD) International Bank for Reconstruction and Development (IBRD) including
อังกฤษ สหรัฐอเมริกา ภาคผนวก 2 องค์การระหว่างประเทศ European Investment Bank (EIB) European for Reconstruction and Development (EBRD) International Bank for Reconstruction and Development (IBRD) including
intermediaries should study standards and practice guidelines for business continuity management from other related agencies, such as Business Continuity Institute (BCI) or International Organization of Securities