had used the client's PIN number to check the money transferred into the client's bank account. Moreover, Panadda used her bank account and changed the name of account owner to the client's name for
search for newly issued bonds and sort the results by the subscription date, the term length, the interest rate, and the name of issuer. In addition to the basic search function by the name of issuer
principal, whose name has not been revealed, or an agent without disclosing the name of any person above in any action related to the derivatives trading account of such person. Furthermore, they must not
, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate
Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of
, token or digital coin) referred along with the name “thaiangelinvest” via company’s website and social media platforms such as Facebook and YouTube. Thai Angel Investor Consultant Company Limited has
, token or digital coin) referred along with the name “thaiangelinvest” via company’s website and social media platforms such as Facebook and YouTube. Thai Angel Investor Consultant Company Limited has
Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients
into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the
Fund 75/25 (BLTF75/25) after only verifying the client?s name and the number of units to be redeemed without reviewing the client?s account statement nor calling for the client?s close attention to the