Mutual Fund (“Form A-2”) to the SEC http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 40/2024 Dated 13/05/2024 Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11
Enforcement Measures R egulatory Summary Administrative Actions Criminal Actions Civil Sanctions Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code http://market.sec.or.th
of investing in digital assets . Also, the advertisements published in BTS and MRT trains were provided an investment risk in digital asset http://market.sec.or.th/public/idisc/en/Enforce Settlement