THE NOTIFICATION OF THE CAPITAL MARKET SUPERVISORY BOARD (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is
For the purpose of considering an application for approval as a foreign auditor in the Capital Market for Mr./Mrs./Miss …………………………………………... (applicant’s name) by the Securities and Exchange Commission
day of June 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Capital Market Supervisory Board 1 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 25/2554 Re
August 2009. (Mr. Vijit Supinit) Chairman Capital Market Supervisory Board As added by the Notification of the Capital Market Supervisory Board No. Tor Thor. 2/2553 Re: Criteria for Undertaking the
Day of August 2009. -signature- (Mr. Vijit Supinit) Chairman Capital Market Supervisory Board Amended by the Notification of the Capital Market Supervisory Board No. Tor Thor. 8/2556 Re: Rules
translation is strictly for reference. 9 Notification of the Capital Market Supervisory Board No. TorThor. 25/2556 Re: Outsourcing Operational Function relating to Business Operation to Third Party By virtue of
Commission Notification of the Securities and Exchange Commission No. SorThor. 23/2549 Re: Calculation and Report of Net Liquid Capital Calculation _____________ By virtue of Section 109 of the Securities and
Capital . Notified this 17th day of January 2018. (Mr. Rapee Sucharitakul) Secretary-General Office of the Securities and Exchange Commission The Law on Financial Institutions means the Financial
------------------------------ The Securities and Exchange Commission Notification of the Securities and Exchange Commission No. SorThor. 24/2550 Re: Calculation and Report of Net Liquid Capital Calculation (No. 2) _____________ By
Certification of audit firm leader Date……..Month………….Year………… Dear Secretary – General of the Securities and Exchange Commission I, Mr./Mrs./Miss………………………………………………….… (leader’s name), the leader of