comply with the rules, standards or work ethics specified for the regulated person. The SEC or other regulators may impose the following orders: rectification of non-compliance operation, restriction of
reasonably suspect of their being threats to the economy and stability of the country or to the public order or morality, the SEC has the power to refuse registering the persons as directors of the
; lack of professional ethics or violation of or non-compliance with the regulations under the law governing accounting professions and other additional regulations prescribed by the law governing
shall perform duties in accordance with standards and ethics regarding appraisal profession and with additional requirements regarding asset appraisal for widely used. In this regard, the appraisal report
market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of
. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall dispose of the assets at the earliest opportunity, except that the unitholders accept the
market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of
. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall dispose of the assets at the earliest opportunity, except that the unitholders accept the