Qualifications of Applicant _____________ Clause 4 An applicant for the registration as a derivatives business operator must be a juristic person as follows: (1) a commercial bank or a financial company under
Qualifications of Applicant _____________ Clause 4 An applicant for the registration as a derivatives business operator must be a juristic person as follows: (1) a commercial bank or a financial company under
experienced employees whose interests are aligned with the vision, objectives and values of the organization; 7 Statement of Intent (2017) Effectively manage resources to maintain financial stability. The
of Exchanges (WFE) หรือมี หน่วยงานกำกับดูแลตลาดทุนเป็นที่ยอมรับของสำนักงาน ก.ล.ต. หรือเป็นสมาชิกสามัญของ International Organization of Securities Commissions (IOSCO) เพราะเหตุใด DR จึงเป็นตัวช่วยในการก
international partners including International Financial Corporation (IFC), Australian Aid, and GBRW. In light of Thailand’s vulnerability to climate change and the pressing need to move to a more sustainable
/files/medias/documents/icw- bnm-final.pdf Monetary Authority of Singapore has released a consultation paper on the proposed guidelines on environmental risk management for banks, asset managers and
the same period of the year earlier and has gross profit margin of 31.89%. because the company has improved the structure within the organization. The company has administrative expenses of THB 3.56
Statistics of Civil Sanctions (As of 31 May 2023) Cases Persons Civil Monetary Penalty A compensation at an equal amount to the benefit received A reimbursement of investigative expenses Cases
margin of (11.49%). because the company has improved the structure within the organization The company has administrative expenses of THB 7.62 million, increase of THB 1.17 million or 18.03% compared to
”) ในส่วนที่เกี่ยวกับการประกอบธุรกิจหลักทรัพย์ให้มีความเหมาะสม และสอดคล้องกับหลักการสากลของ International Organization of Securities Commissions (“IOSCO”) ส านักงานจึงเห็นควรแก้ไขหลักเกณฑ์ 2 เร่ือง โดยมี