Federation of Accounting Professions (“FAP”), the Stock Exchange of Thailand (“SET”) and other regulators, has focused on activities that would increase awareness and understanding of roles and

control system at the firm level and the individual engagement level, the SEC encourages all stakeholders to attain a better understanding and awareness of their roles within the ecosystem, from the

à¸Łà¸²à¸£à¸²à¸⁄ทุà¸fiสมà¸ıà¸±à¸Łà¸´à¸£à¸§à¸¡ 19-10-18 (P23 P43).pdf Qualifications of the Applicant for Approval as ASEAN Investment Analyst No. Work Experiences / Relevant Knowledge

i CORE COMPETENCIES FRAMEWORK ON FINANCIAL LITERACY FOR INVESTORS 3 2. CORE COMPETENCIES FRAMEWORK ON FINANCIAL LITERACY FOR INVESTORS 2.1. The Framework A. AWARENESS AND KNOWLEDGE, i.e. can B

understanding of their roles and building their readiness for discharging duties more efficiently and effectively. Additionally, the SEC reviewed the accuracy of financial reports of listed companies, supervised

. Furthermore, the SEC shared knowledge and insights on new developments related to the financial reporting preparation to promote relevant stakeholders’ up-to-date knowledge and understanding of the latest

knowledge-sharing sessions the SEC hosted for other stakeholders throughout the year. Some of these deficiencies and issues are common within the region and some are widespread beyond our region so to

, employs a proper internal control system, and establishes an efficient and effective risk management system. To perform such roles, the audit committee, therefore, needs adequate knowledge and understanding

select high quality auditors. As for preparers of financial statements, this group of stakeholders will also be strengthened and supported through sessions of knowledge sharing on best practices of

personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have knowledge and understanding of all type of financial instruments in which the fund may invest