SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
To avoid disruption to economic activities as securities companies and derivatives business operators are key intermediaries for providing investment services to businesses and the public, the SEC
system. Different working teams are assigned to work remotely to mitigate operational risk and ensure that the operations and the services to the public will continue without interruption,” said Ms
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
according to the Service Level Agreement; 3) Rectifying the work system for supporting the Business Continuity Plan to cover the case of trading interruption in consistent with the current business
The fast changing situation and high uncertainty due to external factors, especially the Covid-19 pandemic and digital disruption, affect several sectors, which in turn influences developmental
หลักทรัพย์ประกอบธุรกิจใหม่ ๆ รวมทั้ง การมีส่วนร่วมให้ข้อมูลในโครงการศึกษา “Landscape of Thai securities businesses after Covid-19 and under digital disruption” ซึ่ง ก.ล.ต. ได้ร่วมมือกับ The World
สำนักงานร่วมมือกับ The World Bank Group ศึกษา Landscape of Thai securities businesses after Covid-19 and under digital disruption รองรับการเปลี่ยนแปลงใหม่ ๆ เพื่อกำหนดทิศทางและนโยบายในการส่งเสริมและพัฒนา
operation will run, and the services to the public will continue, without interruption. SEC ascertains that investors and the public will continue to receive securities trading services and other related
), the 3rd Thai Capital Market Development Plan (2017-2021) and the SEC Strategic Plan (2020-2022), including technological trends that will become key factors toward disruption of financial services and