.Thai Juristic Persons Thai Juristic Persons 543,892.51 1.Short-term Debt Securities Short-term Debt Securities 327,830.07 1.Thai Investors Thai Investors 327,780.07 Institutions 257,599.59 High Net Worth

1 Thai Juristic Persons By Thai Juristic 543,842.49 1.Short-term Debt Securities Short-term 327,780.06 Public Offerings 800.00 Institutions / High Net Worth Investors 262,656.39 Private Placements

high risk? Please describe the relevant responses to these risks. A.1 Human Resources Planning: Firm's Reference /Guidance Notes Description 1 Is the firm’s human resource planning in line with the

เอ็นเนอร์ยี่ เทค จำกัด (มหาชน) BIOTEC-W2 3 Call Warrants on BLA Issued by KGI # Call Warrant on BLA Issued by KGI# A BLA13C2407A 3 บริษัท บางสะพานบาร์มิล จำกัด (มหาชน) BSBM 3 Call Warrants on BTS Issued

element that the firm considers as high risk? Please describe the relevant responses to these risks. A.1 Information System: Firm's Reference /Guidance Notes Description 1 How does the firm determine what

BLA19C2408A 3 บริษัท บางสะพานบาร์มิล จำกัด (มหาชน) BSBM 3 Call Warrants on BSRC Issued by KGI # Call Warrant on BSRC Issued by KGI# A BSRC13C2408A 3 Call Warrants on BTS Issued by BLS # Call Warrant on BTS

YUANTA# A BH19C2407A 8 Call Warrants on BLA Issued by KGI # Call Warrant on BLA Issued by KGI# A BLA13C2407A 8 Call Warrants on BTS Issued by BLS # Call Warrant on BTS Issued by BLS# A BTS01C2407A 8 Put

Call Warrants on BH Issued by KS # Call Warrant on BH Issued by KS# A BH11C2404A 7 Call Warrants on BTS Issued by KGI # Call Warrant on BTS Issued by KGI# A BTS13C2405A 7 Put Warrants on BTS Issued by

the quality risks in Acceptance and Continuance of Client Relationships and Specific Engagement element that the firm considers as high risk? Please describe the relevant responses to these risks. A.1

on BTS Issued by YUANTA # Call Warrant on BTS Issued by YUANTA# A BTS19C2406A 3 Call Warrants on BYD Issued by KGI # Call Warrant on BYD Issued by KGI# A BYD13C2406A 3 Call Warrants on CBG Issued by