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Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
to dissolve the former funds; 3.3) Request the unitholders to pass a resolution to convert from a closed-end mutual fund(CEF) to an open-end mutual fund (OEF), (in the case of a conversion of a
to dissolve the former funds; 3.3) Request the unitholders to pass a resolution to convert from a closed-end mutual fund(CEF) to an open-end mutual fund (OEF), (in the case of a conversion of a
remain constant, the mutual fund management company shall adjust the number of the investment units according to the changes in NAV or the investment unit values. Authority of the SEC Fund managers Mutual
about the case. (5.2) In the case that the incorrectness occurs after the adjustment of the investment price to remain constant, the mutual fund management company shall adjust the number of the
past year, there is no record of being ordered to amend its financial statements or to explain or being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc
than two years. Applicant has to renew the approval if he/she wishes to and has to file application and supporting documents in advance before the end of approval period. 5
consideration within 30 days from the date on which the verification process has been complete. 4. Approval Period The approval period is not more than two years. Applicant has to renew the