Bangkok, November 12, 2015 ? The SEC will continue its drive to promote financial literacy and investor education via the SEC Open Space multimedia exhibition at the SET in the City 2015.?This year
ก.ล.ต. ขอเชิญผู้ลงทุนและประชาชนที่สนใจเข้าร่วม ?คิด แล้วเริ่มวางแผนชีวิต การเงินและการลงทุน?ได้ที่บูธ ก.ล.ต. ภายใต้แนวคิด ?SEC Café Working Space? ในงาน Money Expo Bangkok 2016นายรพี? สุจริตกุล
ก.ล.ต. ขอเชิญผู้ลงทุนและประชาชนที่สนใจเข้าร่วม ?สร้างแรงบันดาลใจในการวางแผนชีวิตวางแผนการเงิน? ได้ที่บูธ ก.ล.ต. ภายใต้แนวคิด ?SEC Open Space? ในงาน SET in the City 2015นายรพี สุจริตกุล เลขาธิการ
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
a number of orders via mobile phone. For {B}, the SEC probed into the case and found that she failed to keep complete record of a number of a client's securities trading orders and admitted that the
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the
submitting orders via mobile phone before re-submitting the orders via the phone recorder in order to make up the evidence that the client had made her own trading decision. The investigation found that {A
accounts. Those orders were submitted without sources and {ก} admitted that he took trading orders via mobile phone. In addition, he received the trading orders from one client for another client's