fund management. In case where it is necessary and expedient, the Minister upon the SEC’s recommendation may give the licensee a waiver to undertake otherwise. Clause 12 Fees shall be prescribed as
Thai MinistrialRegulationSEAArchive-a การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูล
characteristics. Disclosure of information is complete and sufficient for making a decision to invest, and not misleading in substance Other qualifications Summary of important criteria in relation to the issuing
must be clearly specified in order to avoid any doubt whether internal information is used to the benefit of the executives. The program must be administered by an intermediary, such as a securities
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them to penalty imposed by their respective regulators. Q: What does the term, “making a decision for the best interest of the company" mean? A: It means that the decision has been made with honest
' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative) and an approval for shares which may be used as underlying is granted (if any). - Can be offered only to
/ appropriateness of the market price being used and the method of price indication In case of a fixed price, it must identify a group of persons to whom it is expected to offer The right to veto Proxy
the Securities and Exchange Commission personal data any information that can be used to identify a natural person, both directly or indirectly, but shall not include, in particular, any information
SEC is rather to ensure fair treatment and that investors have sufficient tools to protect their own rights. The SEC has used important measures in building confidence of investors as shareholders or