Settlor/Trust Manager Qualification s Being an asset management company or a non-asset management company No records of infringements or negligence of material issues pertaining to rules for
. The assessment is divided into two parts as follows: 1. Listed company completes the AGM-Self Assessment Form and submits it to the Thai Investors Association (Assessment guidelines and examples
. The assessment is divided into two parts as follows: 1. Listed company completes the AGM-Self Assessment Form and submits it to the Thai Investors Association (Assessment guidelines and examples
functions). Applying for Approval and Reporting Guidelines No prior approval or notification is required except outsourcing the investment management function of mutual funds or provident funds to S
to issue such order; however, the SET or the SEC may take other measures, for example, posting the trading suspension sign or blacklisting the director(s) or executive(s) for allowing such
two financial markets. The HK-TH MRF marks an important milestone in the bilateral cooperation between Hong Kong SAR and Thailand, following the Memorandum of Understanding on Strengthening Economic
between two financial markets. The HK-TH MRF marks an important milestone in the bilateral cooperation between Hong Kong SAR and Thailand, following the Memorandum of Understanding on Strengthening Economic
between two financial markets. The HK-TH MRF marks an important milestone in the bilateral cooperation between Hong Kong SAR and Thailand, following the Memorandum of Understanding on Strengthening Economic
. International Organization of Securities Commissions (IOSCO) ASEAN Capital Markets Forum (ACMF) International Forum of Independent Audit Regulators (IFIAR) ASEAN Audit Regulators Working Group Cooperation
Content S econdary Markets / Securities Registrar Secondary markets Securities registrar Related rules and Regulations Related forms Secondary Markets Secondary markets or markets for trading of