Zipmex Company Limited During the middle of 2020 to September 7, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, did not provide management
Base Point Associate Company Limited Base Point Associate Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point
. Sermkhun acquired shares of CMO Public Company Limited (CMO) resulting in the aggregated number of shares through nominee account exceeded trigger point at 50 percent of the total voting rights of CMO
trigger point at 50 percent of the total voting rights of OCEAN. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on January 7, 2015
exceed trigger point at 25 percent of the total voting rights of TPP. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on March 6
himself and by juristic persons under section 258 resulting in his aggregate number of shares held by other persons exceeded trigger point at 25 percent of the total voting rights of NOBLE. Later, Mr. Kris
WORLD MEDICAL ALLIANCE(THAILAND) CO., LTD. World Medical Alliance (Thailand) Company Limited (WMA), a securities issuer, had a duty to prepare and submit the financial statement for the year 2021
the business) resulting in the aggregate number of shares held by her, her concert party, and her concert party?s related persons under Section 258 exceeded trigger point at 50 percent of the total
Mr. Vijchu Chantatub During 24 - 29 October 2018 and 13 November 2018, Mr. Vijchu Chantatub as a private fund manager, managed a private fund without honesty and care to preserve the interests of the
shares of TRAF through other persons resulting in his aggregate number of shares held by other persons exceeded trigger point at 25 percent of the total voting rights of TRAF. SEC Act S.247 Settlement