/advertising information / services provided by the company, for instance: Solicitation to buy stocks/derivatives/mutual fund Portfolio information Email, address, telephone number, a certified copy of Thai
promotion and development ; the Capital Market Supervisory Board issuing rules and regulations; and the SEC Office executing the supervisory policy to ensure compliance with and enforcement of the rules and
statements. Samples of matters beyond the SEC responsibility ● Matters under supervision of other laws, for instance, Ponzi scheme, poor services or poor product quality, advertising blockage on sidewalks
Board Our Structure SHARE : Detail Content SEC Board The SEC Board oversees the overall capital market and formulates policies for promotion and development under the Securities and
Content Capital Market Supervisory Board Ms. Jomkwan Kongsakul Deputy Secretary-General Board Member, Capital Market Supervisory Board Education M.B.A. (Finance and Marketing), Sasin
Alternative Investment Fund Managers (AIFMD) with EU and European Economic Area (EEA) members. The AIFMD is European legislation which covers all non-UCITS funds in Europe or foreign funds marketing to