administrative order issuers, i.e., the SEC, the Administrative Sanction Committee and the Securities and Exchange Commission Board. Likewise, the orders can be imposed in many ways, for example, probation, public
: offering price CD : offering price of CD divided by convertible rate Warrant : offering price + exercise price Shares with
Criminal action is a type of law enforcement against any person who acts or omits to act in violation of the laws administered by the SEC. Criminal actions are divided into two groups, namely: (a) criminal
the date of receiving the license or pay not more than five annual installments divided equally. In case of installments, the first installment shall be paid on the date of obtaining the license and the
redeemed over two-thirds of the outstanding units in five consecutive business days Addition of all redeemed units in the previous five days is divided by the number of outstanding units at the starting
redeemed over two-thirds of the outstanding units in five consecutive business days Addition of all redeemed units in the previous five days is divided by the number of outstanding units at the starting
licensee shall pay the license fee in accordance with Clause 6, provided that it may choose to pay a lump sum on the date of receiving the license or pay not more than five annual installments divided
– in case of a listed company Criteria for approval: can be divided into four cases, depending on the nature of share price indication based on the resolution of the shareholders' meeting. 1 st case
be completed within one year after the date of approval. It must submit checklist to the SEC with the report of the sale results within 15 days. ESOP Rules Can be divided into two cases according to
holding limit is applied as in compliance with the regulations for infrastructure activities under IFF's investment. * In the case of many sponsors in the fund, the investment units held by all sponsors