management companies’ fiduciary duty for responsible investment 30/07/2024 Download All Document No. 154/2024 SEC submits the NMG, EIC and TH price manipulation cases to the public prosecutor for civil
, embezzlement of company assets, conflicts of interests, or window dressing. Unfair treatments related to securities trading, for instance, market manipulation, insider trading and dissemination of false
Section 244/2) Group 3: Securities Price Manipulation 3.1 Securities trading in such a way that misleads other persons regarding the price or volume of the securities trading
a tender offer; Reviewing to comprehend the assumptions, policies and operational plans of the waiver applicant to be able to render opinions to shareholders regarding the reasonableness and
has been completed; ● In case of unfair securities trading (such as price manipulation, insider trading, and dissemination of false statements), the SEC may proceed through criminal fining or criminal
injured person claims compensation from a person who, willfully or negligently, unlawfully acts and causes damage. Insider Trading, Market Manipulation, and Fraud or Failure to perform duties (Fiduciary
and causes damage. Insider Trading, Market Manipulation, and Fraud or Failure to perform duties (Fiduciary Duty). One year from the day when the wrongful act and person bound to make compensation become
prosecution. From February 2013 onwards, price manipulation and insider trading have become a predicate money laundering offence according to the Anti-Money Laundering Act B.E. 2556 (2013). The Anti-Money