different from those mandatory targets prescribed by the FAP (12 hours/year, and at least 6 hours relate to accounting subject)? If yes, explain how and why. 8 How does the firm obtain, compile and monitor
Office has issued a Guideline for Operational Control and Security of the Information Technology of a Securities Company whereas this Guideline compose of mandatory[M] and accredit [A] and if the company
the Department of Business Development Re. Mandatory Summary Items in a Financial Statement , and shall be: (1) a securities company which obtains a securities business license in the category of
ในการควบคุม การปฏิบัติงานและการรักษาความปลอดภัยด้านเทคโนโลยีสารสนเทศ โดยแนวทางปฏิบัติฉบับนี้ประกอบด้วยแนวทางข้อที่มีนัยสำคัญ (mandatory [M]) และแนวทางที่เป็นข้อเสนอแนะเพิ่มเติม (accredit [A])โดยหาก
สารสนเทศ ประกอบด้วยแนวทางข้อที่มีนัยสำคัญ (mandatory [M]) และแนวทางที่เป็นข้อเสนอแนะเพิ่มเติม (accredit [A])โดยหากบริษัทหลักทรัพย์ได้ปฏิบัติตามแนวทางข้อที่มีนัยสำคัญ (mandatory [M]) อย่างครบถ้วน สำนักงานจะ
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
whole amount to the unitholders in proportion of their existing unitholding and in consideration of full payment for valued offered; (4)9 the allotment of the offered units in a general case under the