Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
and fund supervisor as well as investment requirements. The offering of ASEAN CIS will be made through securities companies in Thailand and in compliance with disclosure rules comparable to the
maximum returns and managing investment risks. The I Code aims to build institutional investors? long-term credibility, and protect the best interest of asset owners and the capital market at large.As
Capacity and Skills in TCFD Knowledge and Reporting.” SEC Secretary-General Ruenvadee Suwanmongkol said: “By encouraging asset managers to consider climate-related risk when managing their clients
management system suitable for business types and risk profiles. However, a stricter work system than legally required is welcome as well.? As a frontline compliance supervisor, intermediaries are also
Ponwanich, Founder and Managing Director of PeerPower Platform Company Limited, as a representative of crowdfunding portal service provider, Mr. Nisit Ajhanwong, Managing Director of SHIN-A Service Company
คิดเห็นและมุมมองร่วมกับวิทยากรจากองค์กรอื่นในภูมิภาค ได้แก่ Ms. Caroline McLaughlin, Chief Partnership Officer, Asian Venture Philanthropy Network (AVPN) Mr. David Soukhasing, Managing Director