issue bills of exchange (B/E) for sale to a mutual fund of Solaris Asset Management Co., Ltd. which caused the misappropriation of an amount of 430 million baht. According to evidences, it is reasonable
to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the
Asia Wealth Securities Public Company Limited Asia Wealth Securities Public Company Limited, as a securities broker, violated The Securities and Exchange Act B.E. 2535 Act, in total 4 cases as
financial statements for the year 2020 and the management discussion and analysis for the year 2020 have not yet been submitted through the transmission system of the Stock Exchange of Thailand. This case is
Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used
transmission system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within February 28, 2022. However, PK submitted the interim management
RAMKHAMHAENG HOSPITAL PUBLIC COMPANY LIMITED RAMKHAMHAENG HOSPITAL PUBLIC COMPANY LIMITED (“RAM”), a listed company, had duties to prepare and submit an interim management discussion and analysis for