information that companies on a voluntary basis may include, for example in their management reports. VI) The responsibilities of the board; The chapter provides guidance with respect to key functions of the
mutual management companies to manage the Foreign Investment Funds. It is expected that these funds can commence their investments within the second quarter of 2002. [ Goal 1 ]21 . . . . . . . . Revision
manage risks in the following manners: (1) establish a risk management committee, which sets out risk management policies and ensures compliance with such policies, comprising persons with knowledge and
Risk Management ● Development of Debt Instruments ● Development of New Financial Instruments ● Promotion of Issuance of Non-Voting Depositary Receipt (NVDR) Achieving Efficiency for the Secondary Market
enforcement action taken. 6 Statement of Intent (2017) (4) Ensure effective management, monitoring and evaluation, including risk and budgeting management, internal control, adequate financial resources
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
................................................................................ Intermediaries ......................................................................................................................... Asset Management
management companies which offer mutual funds, private funds, and provident funds (private pensions), and manage 87 billion USD in assets, mostly in mutual funds. The combined value of the government pension
, effective monitoring of management and be accountable to the company and its shareholders. Moreover, the board is also required to balance the different interests and classes of shareholders, and others. The
กรรมการต่อรายงานทางการเงินแสดงควบคู่กับ รายงานของผู้สอบบัญชีในรายงานประจำาปี 1.4 คณะกรรมการควรสนับสนุนให้บริษัทจัดทำาคำาอธิบาย และการวิเคราะห์ของฝ่ายจัดการ (Management Discussion and Analysis หรือ MD&A