)........................................... Audit firm: ..……………duration of employment: …................years Position: .................................................................................................. (1.2) Since
. In this regards, guidelines for reviewing the mission, strategy, policy and operational plan in appropriate period or under circumstances shall be established. The determination of such mission
Duration of activities At least 15 hours of participation in relevant activities during the past two calendar years prior to expiration of approval term. Session hours can be accumulated throughout the
to manage the investment for the investor with honesty, due care and with the interest of client prior to the interest of it own. Nevertheless, the organisational structure shall be in line with the
(approximate) Spending Duration (approximate) Details/Spending Progress/ Reason(s) and Measure(s) in Case of Failure to Comply with the Spending Objectives 1. To acquire assets or invest in a business related to
suit the market needs and to serve customers better. In addition, this will help reduce personnel training costs for securities companies which regularly organize in-house training. 3. Duration of
วันที่ลงทุนในทรัพย์สินหรือเข้าทำสัญญานั้น และมี portfolio duration ในขณะใดขณะหนึ่ง ไม่เกิน 3 เดือน เสี่ยงปานกลาง ค่อนข้างต่ำ 2 กองทุนรวมตลาดเงิน - มีนโยบายลงทุนในต่างประเทศบางส่วน แต่ไม่เกินร้อยละ 50
which clearly states that it shall hold the assets in which it has invested until its maturity or throughout each investment period or the term of private fund management contract; (b) a specified
promotion which provides investors who invest in investment units with gifts, rights or any other benefits, such advertisement is permitted only when the promotion period, value and amount of gift, rights or
fund management company to manage or to procure the benefit from property which the mutual fund purchase or rent; “Selling and redemption supporter” means any person which mutual fund management company