and offering of shares Request for approval Disclosure of information Subscription/ sale and allocation Post-offering duties Request for Approval Directors, executives and majority shareholders do not
matter that affects unitholders in all classes: (A) A matter that equally affects unitholders in all classes requires a resolution with majority or special resolution of all investment units outstanding
), investment units values, offering price and redemption price (3) Amendments to the scheme according to a resolution of the mutual fund unitholders In the case of special vote or majority vote that the number
majority resolution. (2) The mutual fund management company shall submit a request for amendments to the particulars of the register information and prepare a prospectus of the open-end fund. (3) The mutual
majority resolution by unitholders of each fund. (2) In case of amalgamation/merger of the mutual fund with different investment policy and level of risk spectrum, must obtain special resolution by
structure Important points Who are the majority shareholders that can control the votes? Is there a check and balance among the majority shareholders? Are there other securities that may cause dilution effect