LOYAL PRIMUS : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)

(2nd class honors), Chulalongkorn University Certified Public Accountant (CPA Thailand) 7. Ms. Chongchitt Leekbhai Position: Associate Director of Academic Service and Training Center, Faculty of

“Financial Literacy in Workplace” to raise the knowledge and financial skills among the young working class. This is implemented through corporates, with 168 employers already enlisted in training workshops

regulations for new directors, a lecture on Governance, Risk Management and Compliance (GRC) for executives, training and evaluation of employees’ knowledge of compliance with the Code of Conduct and Anti

channels such as website, electronic correspondence, public seminars, radio and television programs, exhibitions and training courses, to give the public and all stakeholders a convenient access to the news

, particularly independent directors, were encouraged to join training courses organised by the Thai Institute of Directors Association. We strengthened our surveillance system significantly. Quarterly financial

unethical but also subjected to legal actions. The SEC requires all staff to strictly follow the code of ethics. Moreover, they must attend the ethical training course to ensure their clear understanding and

and training for all staff together with clear-cut staff performance measurements; (6) customer data management that takes into account appropriate customer data security and privacy; (7) effective and

its policies? Do professionals have access to guidance materials regarding the applicable independence? 6 Are ethics policies and procedures properly covered in induction, professional training and

materials regarding the applicable independence? 6 Are ethics policies and procedures properly covered in induction, professional training and Continuing Professional Development for all principals and staff