Securities and Exchange Commission hereby issues the following regulations: Clause 1 The management of funds of juristic entities under the same business group shall not be regarded as the undertaking of
management of the private fund, using knowledge and competence as a professional. The securities company shall enter into a written agreement with a person or a group of persons who has authorized the
) “ financial advisor ” means a financial advisor on the approved list of the SEC Office; (15) “ fund supervisor ” means the supervisor of a fund ; (16)2 “ common person group ” means the persons with one or more
เรชั่น COCO 30/6/43 3/7/43- 7/8/43 Sithe Pacific Holdings Limited บจ.ฟินันซ่า 156,183,800 12.97 156,185,237 12.97 50.01 20.33 3,175 ล้าน 11 บมจ.ลากูน่า รีสอร์ท แอนด์ โฮเท็ล LRH 10/8/43 11/8/43- 15/9/43
the registration certificate of juristic person / documents related to establishment of a group of persons; (7) Copy of the financial statements for the three most recent financial years or a copy of
/5- 28/7/40 ABN AMRO Hoare Govett Asia (Holdings) Limited บงล. ทิสโก้ จก. (มหาชน) 52-63 ล้าน 35 - 48.46 46,155,219 35.50 35.00 72 บมจ.ไดนาสตี้ เซรามิค (DCC) (18/12/40) 23/12/40- 26/2/41 นายรุ่งโรจน์
Operating Results 1. Organizational structure and operation of the group of companies 3 2. Risk management 12 3. Business sustainability development 13 4. Management discussion and analysis (MD&A) 17 5
and nature of the businesses operated by the Company or the group of companies which comprises the Company, its subsidiaries and associates being operated or to be operated, as the case may be. The
Securities and Exchange Act B.E. 2535 (1992) or Section 23 of the Derivatives Act B.E. 2546 (2003) ; (2) possessing the prohibited characteristics in Group 1 under Clause 29 or in Group 2 under Clause 30
23 of the Derivatives Act B.E. 2546 (2003) ; (2) possessing the prohibited characteristics in Group 1 under Clause 29 or in Group 2 under Clause 30, excluding the prohibited characteristics as a result