integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. "listed securities" means registered or authorized securities for
amendment by the Securities and Exchange Act (No. 3) B.E. 2546 2 indicated amendment by the Securities and Exchange Act (No. 2) B.E. 2542 4 "listed securities" means registered or authorized securities for
selection process in accordance with Section 31/7; in this regard, at least two of such experts shall have experience in managing a company whose securities are listed on the Securities Exchange or a
this regard, there shall be at least two persons having experience in managing the company whose securities are listed on the Securities Exchange or the securities company. The Secretary-General shall
listed in the Securities Exchange or traded in an over- the-counter centre, who performs audit work in order to give his opinion on financial statements which does not comply with the provisions of the law
Practices ______________________ SECTION 238 The provisions under this Division shall apply to listed securities and securities traded in the over-the-counter center. SECTION 239 In this Division: “executive
where the derivatives business operator has advanced its own asset to secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer, it
cases where the derivatives business operator has advanced its own asset to secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer
เพือครอบงำกิจกำรมำใช้กับทรัสต์ทีจดทะ เบียน ในตลำดหลกัทรัพย ์ เพือปรับปรุงกฎหมำยให้นำหลกัเกณฑ์กำรเขำ้ถือหลกัทรัพย์เพือครอบงำกิจกำร (takeover) มำใช้กับทรั สต์ทีจดทะเบียนในตลำดหลักทรัพย์ (listed trust) อัน